Description:
MERJE has joined forces with a highly reputable UK Bank and is seeking a Senior Compliance Manager to join their London-based team. The primary focus of this role is the management of regulatory and compliance risks.
Key Responsibilities:
- Assist the Head of Compliance in identifying, reviewing, assessing, and reporting on key regulatory changes impacting the bank.
- Influence and guide internal stakeholders to ensure the successful implementation of the compliance monitoring framework and resolution of issues/actions.
- Collaborate closely with the bank on implementing new regulations and regulatory updates, particularly regarding significant changes such as Consumer Duty.
- Compile all required compliance Management Information (MI) related to monitoring and regulation, analyze trends and issues, and provide information and assurance to key internal governance forums.
- Review and approve literature and other marketing materials in accordance with FCA Financial Promotions rules and associated guidance. Develop new compliance policies and procedures as needed.
- Collaborate with Business stakeholders to ensure the timely submission of regulatory reports and provide regulatory training to internal stakeholders.
Essential Qualifications:
- Demonstrated experience in a Compliance-related role within financial services.
- In-depth regulatory knowledge of FCA and PRA regulations affecting the Bank.
- Ability to investigate, analyse, and interpret Management Information (MI).
- Issue Management capabilities, demonstrating effective organizational and stakeholder management skills.