Kyc & Compliance Associate

Description:

A fantastic opportunity has opened for a KYC & Compliance Associate to join a growing Asset Management Fintech in London. Reporting to the Chief Operations Officer, the role involves client onboarding, KYC compliance, and broader compliance monitoring responsibilities. This role is ideal for a proactive and detail-oriented professional looking to develop broader compliance experience in a dynamic financial environment.

Key Responsibilities:

✔ Client Onboarding: Conduct KYC checks at onboarding and periodic reviews for existing clients.
✔ KYC Compliance: Ensure adherence to regulatory and legal KYC requirements, internal policies, and procedures.
✔ PEPs & Sanctions Management: Maintain Politically Exposed Persons (PEPs) and Sanctions Registers.
✔ Compliance Monitoring: Assist in monitoring compliance processes, improving controls, and ensuring regulatory adherence.
✔ Financial Promotions Compliance: Review all marketing materials to ensure they meet Financial Promotions regulations.

Requirements:

✔ At least 2 years of experience in KYC / Client Onboarding within Asset Management, Compliance Consultancy, AR Umbrella, or Platform.
✔ Strong knowledge of KYC and AML regulations.
✔ Detail-oriented and proactive approach with a "can-do" attitude.
✔ Ability to work effectively within a small, dynamic team.
✔ Willingness to work 5 days a week in the office (near London Bridge), with one day per fortnight remote.

Why Join This Firm?

🔹 Growing Asset Management Fintech with an expanding business model.
🔹 Broad exposure to various compliance and KYC functions.
🔹 Full cross-training provided for professional development.
🔹 Employee-centric culture with promotion opportunities.