Delivers proactive and efficient compliance advisory and oversight services.
Provides guidance on and ensures adherence to relevant regulations.
Interprets, analyses, and implements regulatory changes, focusing on their impact on the bank and the broader group as needed.
Supports the execution of ad hoc regulatory investigations arising from specific regulatory risks.
Engages with stakeholders, including business units, to provide compliance-related transaction advice
Collaborates with and supports the compliance monitoring team, aiding in the development of the monitoring program and addressing identified issues.
Actively promotes internal compliance arrangements and culture.
Contributes to the design and maintenance of an effective compliance program, including managing relationships with local and group stakeholders.
Assists in the preparation of regulatory communications.
Skills:
Proven expertise in product, market, and regulatory knowledge, consistently applied in daily advisory work, reviews, and committee participation.
Successful completion of assigned deliverables and projects.
Fundamental understanding of compliance, particularly within a sales and trading environment, including market abuse regulations and conduct of business standards.
Possesses market experience, product knowledge, and a basic working knowledge of relevant regulations.
Capable of applying a practical and commercially minded approach to compliance. Demonstrates strong stakeholder management skills.