Compliance Manager

Description:

My client is a well-known Wealth Management fintech business with an award winning mobile app for retail customers focused on savings, investments, pensions and mortgages. The compliance team is growing as the business launches new products and services. We are seeking an experienced Compliance professional from a wealth management, retail banking or consultancy background who has experience of regulations relating to retail customers.

You will be responsible for playing a leading role in developing the monitoring approach, carrying out file reviews including thematic monitoring, keep up to date with regulatory changes, provide regulatory advice to the business, assist in updating policies and procedures and providing regulatory training to the business.